The issue of how firms should pay for investment research continues to be a controversial topic in the financial markets. The U.S. has maintained the approach it adopted before the mid-2000s, which is ...
The EU Markets in Financial Instruments Directive II (“MiFID II”), which came into effect on January 3, 2018, raised concerns that U.S. broker-dealers that would receive “hard dollars” for research ...
Latest Substantive Research survey shows the markets are unprepared for iminent structural changes impacting the investment research industry from summer 2023 London, 06 February 2023: Substantive ...
MiFID II unbundling and best execution reporting requirements will be scaled back under new recovery package from the European Commission. The European Commission has confirmed that it will remove ...
In Europe, the second Markets in Financial Instruments Directive and Regulation (MiFID II/MiFIR) have been with us since January 2018. In the preceding months, market participants completed multi-year ...
The action will allow ESMA and national competent authorities to assess the application by firms of the MiFID II requirements on costs and charges. The European Securities and Markets Authority (ESMA) ...
As we noted in “Shining a light into the dark: What pre-trade and post-trade data will MiFID II make public?”, MiFID II’s transparency regime appears to apply equity market transparency concepts to ...
Bloomberg’s technology platform to help TP ICAP clients register onto new trading venues ahead of the introduction of MiFID II TP ICAP, the world’s largest interdealer broker, has selected Bloomberg ...
MiCA passed in 2022, but aspects of it are still being worked out. Defining a financial instrument is a big outstanding question. The European Securities and Markets Authority (ESMA) released two ...
Gemini, the crypto exchange founded by Cameron and Tyler Winklevoss, said it secured a MiFID II license from Malta allowing it to offer derivative products across the European Economic Area. The ...
London 17 August 2022: Substantive Research, the research discovery and research spend analytics provider for the buy-side, today published the results of its latest asset management survey into the ...
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